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Comply

New York City, United States (US) · Finance and Banking

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Verified by Enterprise League

Data quality

Complete · Accuracy

Last verified

Jul 2026

Comply is a Finance and Banking company based in New York City, United States (US), founded in 2005, with 200-500 employees. Comply's profile is verified on Enterprise League.

Overview

At Comply, we pride ourselves on being the champion for compliance professionals. Through technology, consulting and education, we help clients navigate the ever-changing regulatory environment, end to end. Our deep industry expertise – which includes expansive knowledge in technology enablement and regulatory compliance protocols and processes (SEC, FINRA, FCA, State) – supports more than 5,000 clients in more than 60 countries, including investment banks, private funds (including private equity firms and hedge funds), broker-dealers, registered investment advisers, insurance, and other financial services firms. Learn more at Comply.com.

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Contact Details

info@comply.com

New York City, United States (US), 1 Rockefeller Plaza

+3

Founded

2005

Employees

200-500

Keywords

#ria registration

#ria compliance

#ria software

#ria operations

#ria technology

#ria cybersecurity

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